Sanctions program
Reprimand
13 entities designated under program Reprimand.
- AIA Financial Advisers Private Limited (AIA FA), Prudential Assurance Company Singapore (Pte) Limited (Prudential), Aviva Ltd (Aviva), Aviva Financial Advisers Pte Ltd (Aviva FA) and Mr Peter Tan Shou YiOrganizationSanctioned
- Atrium Asia Investment Management Pte. Ltd., Mintarja OeiOrganizationSanctioned
- China Capital Impetus Asset Management, Sun QuanOrganizationSanctioned
- Credit Suisse Singapore Branch, United Overseas Bank Limited, UBS AG Singapore Branch, Citibank N.A. Singapore and Citibank Singapore Limited (collectively “Citi”), Bank Julius Baer & Co. Ltd., LGT Bank, UOB Kay Hian Private Limited, Blue Ocean Invest Pte. Ltd., Trident Trust Company (Singapore) Pte. Limited, Tsao Chung-Yi, Wong Xuan Ling, Hsia Lun Wei @Henry Hsia, Deng Xixi, Sean Andrew Coughlan, Tan Ho Kiat, Kek Yen Leng, Ang Sze Hee Alvin, Tan Sheng Rong LeonardOrganizationSanctioned
- Eurofin Investments Pte Ltd, Francois Pierre Michel Dotta, Clement Georges SchapplerOrganizationSanctioned
- Havenport Investments Pte Ltd, Tan Keng Sin Patrick, Tern Yuh Sheng JosephOrganizationSanctioned
- He Shuang, ElainePersonSanctioned
- RVP One Pte. Ltd., Viktor PanischOrganizationSanctioned
- Singlife Financial Advisers Pte Ltd, Khoo Chong En Ian, Alvin Lee Guang Ming, Chee Boon Chai Lionel, Pang Zen Cheang, Yap Zhan Yang, Goh Gek Tze Goldie, Tan Boon Liang, Derrick Lee ZhipengOrganizationSanctioned
- Swiss-Asia Financial Services Pte. Ltd., Olivier Pascal Mivelaz, Steve KnablOrganizationSanctioned
- Tan Chuan LamPersonSanctioned
- Three Arrows CapitalOrganizationSanctioned
- Xen Capital Asia Pte Ltd, Katrina Marie Ku CokengOrganizationSanctioned